ICANN names compliance chief

ICANN has found itself a new senior director of contractual compliance, nine months after the post was vacated.
Maguy Serad, most recently with Nissan North America, starts April 4 at ICANN’s headquarters in Marina Del Rey, California.
She’s apparently a Black Belt Six-Sigma (don’t worry, that’s a real thing), Liberian by birth and currently a Lebanese citizen. She speaks English, French and Arabic.
ICANN has also hired Colombian intellectual property lawyer Carlos Alvarez as a new contractual compliance manager/auditor. He has a history in initiatives fighting software piracy and child pornography.
The timing of the hires means ICANN has probably dodged a bullet.
There have been grumblings in some parts of the ICANN community about the vacant compliance posts for some months, and some stakeholders here at the San Francisco meeting planned to make their feelings known to ICANN’s senior staff and board.
ICANN’s compliance team is responsible for monitoring and enforcing ICANN’s contracts with registries and registrars, which will become a lot more important when the new top-level domains program kicks off.

Beckstrom calls for ICANN’s independence

ICANN president Rod Beckstrom has called for the organization to be allowed to further loosen its ties to the US government.
The two-hour opening ceremony of its 40th public meeting, here in San Francisco this morning, had a heavy focus on ICANN’s relationship with governments, and looked as much to its roots in the Clinton administration as it addressed more immediate concerns internationally.
Beckstrom and others tackled the renewal of the soon-to-expire IANA contract, with which the US grants ICANN many of its powers over the domain name system, head-on.
Beckstrom said some have expressed “a belief that the US government should live up to its 1998 White Paper commitment to transfer management of the IANA functions to the private sector-led organization entrusted to manage the DNS, which is ICANN. ”
That would mean severing one of the most frequently criticized links between ICANN and the USA.
In a press conference later, he confirmed that this is in fact his belief, saying that internet governance is “evolving behind the curve” as internet usage grows internationally.
The US handing the keys to the internet over to ICANN doesn’t appear to be immediately likely, however. But there may be some ways to continue to phase out the US special relationship on a shorter term basis.
Beckstrom took the stage shortly after Lawrence Strickling, head of the National Telecommunications and Information Administration, part of the US Department of Commerce, made some frank criticisms.
While stressing the Obama administration’s commitment to what he called “multistakeholderism” in internet governance, he had a few pointed remarks to make about ICANN’s decision-making process.
He accused the ICANN board of directors of “picking winners and losers” by making decisions in situations where the community has been unable to reach a consensus policy.
He singled out two recent policies where he believes ICANN has failed to sufficiently rationalize its decisions: registry-registrar integration and economic studies into new TLDs.
The criticisms are not new, and many of them may well go away if and when ICANN implements the recommendations of its Accountability and Transparency Review Team.
My initial sense is that the fact Strickling was able to speak so frankly and so publicly about the administration’s feelings is an encouraging sign of ICANN’s maturity.
And Beckstrom’s response was equally ballsy, urging ICANN’s supporters to lobby the NTIA for a loosening of US-ICANN ties.
The NTIA’s Notice Of Inquiry regarding IANA, which floats the idea of breaking up the IANA functions and possibly assigning them to three different entities, was released a few weeks ago.
During his address this morning, former ICANN chair Vint Cerf put forth the view that this kind of government procurement contract may be an inappropriate mechanism for overseeing IANA functions:

I believe that that concept of procuring service from ICANN really ought to change to become a cooperative agreement because I believe that format expresses more correctly the relationship between ICANN and the Department of Commerce.

Beckstrom evidently agrees with Cerf. At the press conference, he pointed out that the disadvantage of a procurement contract is that it’s short term, undermining confidence in ICANN.
It also requires ICANN to run the IANA to the benefit of the American people, rather than the international community, he said. This obviously can reinforce the perception in some parts of the world that ICANN has an untenable American bias.
“A cooperative agreement seems more befitting of the relationship the NTIA and ICANN has developed,” he said, noting that this is currently the structure of NTIA’s relationship with VeriSign.
The Number Resource Organization may give a further clue to ICANN’s game plan in this email (pdf) published today, in which the NRO says:

We strongly believe that no government should have a special role in managing, regulating or supervising the IANA functions.
…
The NRO suggests that ICANN, through these coming negotiations, should advocate for a staged reduction of the level of DoC’s oversight to IANA. This process could possibly involve a transitionfrom a contract to a cooperation agreement, and ultimately arrival at a non-binding arrangement, such as an affirmation of commitments

Beckstrom now wants your help to make this happen. During his keynote, he urged the ICANN community to make its disparate views known to the NTIA, “openly and in writing”.
“This is the chance to add your voice to those determining the fate of the IANA function,” he said. “If your voice is to be heard, you must speak up.”
“When all voices are heard, no single voice can dominate an organization – not even governments. Not even the government that facilitated its creation,” Beckstrom said.
Details about how to respond to the NOI can be found in this PDF.

ICANN to skip stakeholders for more GAC talks

ICANN stakeholder groups will miss out on their usual formal sit-down with the board of directors at the San Francisco meeting next week, due to talks between the board and governments.
ICANN has confirmed the touted second day of Governmental Advisory Committee consultations, centering on new top-level domains and .xxx, for next Tuesday.
Tuesdays at ICANN meetings are informally referred to as Constituency Day, where the various interest groups that make up the “bottom” of ICANN’s policy-making process meet up.
Usually, the board moves between these meetings, gathering feedback on policy issues from stakeholders such as registrars, registries, ISPs, IP owners and non-commercial users.
According to some attendees, that won’t happen in San Francisco.
ICANN staff will still attend the constituency sessions, but the GAC consultation will take up the board’s undivided attention.
It make perfect sense, of course. There are only so many hours in the day, only so many days in the week, and ICANN is eager to put work on the new TLD program to bed as soon as possible.
But that logic is unlikely to prevent grumblings from some stakeholders.

Brussels’ biggest winner?

(Editor’s Note: This is a guest post by consultant Michael Palage).
Analyzing the aftermath of last week’s ICANN Board-GAC non-bylaws consultation in Brussels, the biggest winner may be Rod Beckstrom. Many who attended the meeting or followed it remotely may have found it unusual how little he spoke during the three-day session. Why was Rod so quiet in Brussels?
Soon Beckstrom will begin the third and final year of the contract that he executed in June 2009 – yes, it has been almost two years since Rod assumed the mantle as ICANN’s fourth President and CEO. He got off to a quick start with the successful expiration of the Joint Project Agreement (JPA), the execution of the Affirmation of Commitments (AoC), and the introduction of Internationalized Domain Names (IDN) in country code top-level domains (ccTLDs) earning the accolades of myself and others.
Then came the ICANN meeting in Kenya and Rod’s statement that “[t]he domain name system is more fragile and vulnerable today than it has ever been. It could stop at any given point in time, literally.” To say that this was not warmly received by many within the broader ICANN community would be an understatement. However, instead of back-tracking, Beckstrom doubled down with his high-profile DNS Vulnerabilities and Risk Management panel discussion in Brussels reinforcing his claims about the fragile nature of the Internet.
Some in the community have also voiced concern about the continued exodus of senior ICANN staff, while others have questioned some of Rod’s recent hires. While I have not yet had the opportunity to meet with John Nakamura, Advisor to the CEO on Government Affairs, and Elad Levinson, Vice-President of Organization Efficiency, these are two hires which I myself have a hard time reconciling while other key positions remain unfilled.
However, to Rod’s credit a number of his new senior hires appear to be making positive impacts and look to increase the overall professional skill set within ICANN staff. Although Paul Twomey’s original two senior staff hires, John Jeffrey and Kurt Pritz, continue to dominate important policy and operational matters within ICANN, this may be in part due to the fact that there is so little institutional knowledge left within the senior staff.
Since the June 2010 Brussels meeting, Rod has maintained a lower profile, focusing on ICANN’s continued accomplishments in the areas of new IDN ccTLDs being added to the root and the final allocation of IPv4 address space by IANA. Whether Rod would seek a second term is still an unknown. Of ICANN’s four Presidents, only Twomey ever made it to a second contract renewal, although the high churn rate can in large part be attributed to the stresses associated with the job.
This is why Beckstrom’s silence in Brussels was so interesting. While there were some pointed exchanges between ICANN Chair Peter Dengate Thrush and certain GAC members, Rod left the meeting unscathed. Over the next couple of months as the ICANN Board and GAC resolve their outstanding issues regarding the new gTLD implementation process, Beckstrom positions himself well for a potential contract extension as his Chairman continues to serve as a lightning rod in these consultations.
For the moment, only Beckstrom knows if he is actively seeking a contract extension. While he can go out on a high note listing the following high profile accomplishments during his three year tenure: AoC, IDN TLDs, new gTLDs, exhaustion of IPv4 address space, and a new IANA contract; Rod may wish to stick around and achieve some yet unknown additional accomplishments.
Michael Palage is an intellectual property attorney and an information technology consultant. He has been actively involved in ICANN operational and policy matters since its formation in both an individual and leadership role, including a three-year term on the ICANN Board of Directors.
Palage is President and CEO of Pharos Global, Inc, which provides consulting and management services to domain name registration authorities and other technology related companies.

ICANN hires weight-loss guru as vice president

ICANN has quietly hired a new vice president with a very peculiar résumé.
Elad Levinson, a psychotherapist with a distinctly Buddhist bent who has previously specialized in weight loss, joined the organization in early January as Vice President for Organization Effectiveness.
He’s been on the payroll as a consultant since May 2010, according to his LinkedIn profile and other sources, but only joined ICANN as a full-time VP two months ago.
ICANN currently has only about a half dozen vice presidents. The most recent to be officially announced (pdf) was noted cryptographer Whitfield Diffie, now VP of information security.
Unlike Diffie, Levinson did not get an announcement when he joined ICANN. Two months after joining the organization, he’s still not even listed on the ICANN staff web page.
(UPDATE: As of last night he is listed on the web site. Possibly because somebody was tipped off I was writing this post.)
I’ve confirmed that he started work there at the start of the year, but I’m not entirely clear what his role is. He appears to be some kind of human resources consultant slash life coach.
He’s previously consulted for a number of California-based corporations.
I understand Levinson is based in the Silicon Valley office, which I believe has about a dozen employees and is located roughly 300 miles from ICANN’s headquarters in the Los Angeles suburb of Marina Del Rey, where the vast majority of its staff are based.
Levinson has described himself as the author of “several publications regarding the power of self awareness and the integration of western social psychology and Buddhist Psychology” and an advocate of “the use of mindfulness and Buddhist Psychology in its application to organization development, leadership practices, stress reduction and related problems, relationships and parenting.”
His LinkedIn profile, which erroneously refers to ICANN as the “Internet Corporation Assigning Numbers and Naming”, says:

My goals are to bring the arts of relationship building and creation-intention generation to the science of causing tangible, factual results that increase shareholder value and develop highly adaptable cultures supporting the best in human spirit and actions.

The same profile discloses that Levinson has founded or co-founded at least four organizations: Noble Purpose Consulting, Pounds For Poverty, Lose Weight Mindfully and Growth Sherpas.
He’s still listed as an employee on three of those. Noble Purpose’s domain resolves to a blank page.
Pounds For Poverty, with which he was apparently involved until at least June last year, is a California consultancy offering “practical solutions for difficulties with over eating, anxiety, and depression.”
Its web site suggests that the money fat Californians spend on over-eating would be better used fighting hunger elsewhere but, despite the name, it does not appear to be a poverty charity in the usual sense.
Archive.org’s most-recent capture of Noble Purpose, from 2009, reveals it had aims such as “supporting human being’s nobility of purpose on earth” and “insuring that the skills and knowledge necessary for your noble purpose reside internally”.
If you don’t understand what any of the above means, you’re not alone.
Wikipedia’s (poorly sourced) page on “organizational effectiveness” helpfully explains it is “the concept of how effective an organization is in achieving the outcomes the organization intends to produce” and “an abstract concept… basically impossible to measure.”
“Mindfulness” is a Buddhist teaching relating to meditation and focus that has found its way into Western psychology over the last few decades.
It’s not a huge secret that ICANN has issues, internally. Clearly somebody over there believes that some kind of consultant like Levinson is required at the VP level.
According to the Growth Sherpas web site, Levinson is “the one you turn to when you want help solving a thorny company-wide or people problem and want the solution to stick.”
Outsiders are generally more concerned with staffing issues such as the lack of resources to support policy development and compliance initiatives, which will both become even more important once the new top-level domains program kicks off.

Is .gay now safe from government blocking?

What are the chances of a .gay top-level domain being added to the internet, given the current state of play in the talks between ICANN and governments?
I think they’re looking pretty good.
While the details have yet to be ironed out, it’s looking like ICANN’s favored method for handling government objections to so-called “sensitive strings” would probably let a .gay slip through.
As you may recall, the ICANN Governmental Advisory Committee had proposed a mechanism for objecting to TLD strings that said in part:

Any GAC member may raise an objection to a proposed string for any reason. The GAC will consider any objection raised by a GAC member or members, and agree on advice to forward to the ICANN Board.

The ICANN board would then be able to treat this advice in the same way its bylaws allow it to treat any GAC advice – it would be free to disregard it, if it had a good reason.
ICANN has seemingly agreed that this process is fair, but has added its own caveats. This is what chair Peter Dengate Thrush just forwarded to GAC chair Heather Dryden (pdf):

A procedure for GAC review will be incorporated into the new gTLD process. The GAC may review the posted applications and provide advice to the ICANN Board. As discussed with the GAC, such advice would be provided within the 45-day period after posting of applications, with documentation according to accountability and transparency principles including whether the advice from the GAC is supported by a consensus of GAC members (which should include identification of the governments raising/supporting the objection).

While it’s certainly a concession to the GAC’s request to be allowed to provide advice about potentially objectionable strings, I think the addition of “transparency principles” is important.
The GAC’s original proposal would have maintained the black-box approach to advice-making that currently characterizes its role in ICANN. It reaches consensus in private.
For example, all we know about the GAC’s opposition to the .xxx TLD application is that “several governments” object to it. We don’t (officially, at least) know which governments.
Complicating matters, the GAC believes that referring to this minority position in one of its official Communiques makes it consensus “advice” on .xxx that ICANN must consider.
If ICANN’s new transparency requirements had been applied to the .xxx application, it would make the call it has to make next week – whether to reject the GAC advice and approve .xxx – much more well-informed.
Returning to .gay, if the GAC is going to be obliged to name (and, depending on your perspective, shame) the governments that officially object to the string, it leaves a lot less room for back-room horse-trading leading to amorphous “consensus” positions.
Let’s say, for example, that Saudi Arabia, Iran and the United Arab Emirates (three countries where the death penalty still applies to active homosexuals) were to object to the string.
How much support would that move receive from governments in less repressive parts of the world?
Which relatively liberal Western governments would be willing to put their names to a document that essentially implements homophobia in the DNS? Very few, I would imagine.
For such an objection to gather broader support there would have to be a real risk of “root fragmentation” – the threat that the Saudis et al could decide that, rather than blocking .gay, it would be easier to divorce themselves from ICANN entirely and set up their own competing DNS root.
But let’s remember that by the time .gay is live and available to block, there’s a good chance that .xxx – equally opposed by several nations – will have been in the root for a couple of years. The practice of gTLD blocking at the national level may well be the norm by that point.
So, let’s now say that the GAC’s advice, stating an objection to .gay and naming the limited number of objectors, is forwarded to the ICANN board. What happens then?
Absent some kind of objective scoring system, directors would each have to make a subjective decision. Do I want to give TLD veto power to a narrow, homogeneous subset of nations? Do I want lowest common denominator morality to dictate global internet policy?
I’d like to think that, faced with such a choice, most ICANN directors would vote with their consciences. I hope I’m not being naïve.
This is a scenario I’m exploring hypothetically here, of course, but these are the kinds of decisions that may have to be made for real over the coming few years.

Governments react to Brussels new TLDs meeting

ICANN’s Governmental Advisory Committee has issued an official Communique following its meeting with the ICANN board on new top-level domains, which wrapped up on Wednesday.
While acknowledging the talks were “sometimes challenging”, the GAC said (pdf) the consultation was useful and should be continued during the San Francisco meeting later this month.
There’s not a great deal to work with in the Communique if you like reading tea leaves, but these paragraphs go some way to negate a view I expressed yesterday that the GAC does not want ICANN to overrule its recommendations. With my emphasis:

While fully respecting the Board’s right not to accept GAC advice, the GAC is obliged to ensure that existing rights, the rule of law and the security and protection of citizens, consumers and businesses, and the principle of national sovereignty for governments are all maintained within the new environment, as well as respect for legitimate interests and sensitivities regarding terms with national, cultural, geographic and religious significance. The GAC is committed to taking whatever time is required to achieving these essential public policy objectives.
The GAC envisions that discussion of the issues involved will continue up to and through the ICANN/GAC meeting in San Francisco in March

That’s not incredibly encouraging language if you’re impatiently awaiting the launch of the new TLDs program and were banking on ICANN putting the GAC’s concerns to bed in SF.
But those who count themselves among the intellectual property constituency can probably take heart that the GAC seems to be still committed to fighting its corner.
The GAC now awaits the publication of ICANN’s official compromise positions, post-Brussels, which it plans to take to its members’ respective “stakeholders”.

Domainer loses 3.org.uk

Domain investor Scott Jones, who managed to secure the domain name 3.org.uk in Nominet’s recent short domain names sunrise period, has lost it due to a trademark claim.
Nominet said in a statement this afternoon:

The domain name 3.org.uk was registered at the end of the Registered Rights Sunrise phase. Following registration, an objection was raised concerning the IP rights provided by the applicant for that domain. This objection has been upheld by CMS, our IP validation rights agency and the domain name has now been made available for registration during the Unregistered Rights Sunrise phase.

I think it’s a safe bet that the objection was filed by 3, the stupidly named British mobile phone company, which does business at three.co.uk.
As I blogged a few weeks ago, Nominet assigned 99 one and two-character .co.uk domain names to trademark holders under the first of two sunrise allocation phases.
Because 3.co.uk was not on that list (pdf), I’m going to assume it was applied for by one than one party. Contested domains from the sunrise are due to go to auction March 15.

Surprise! More new TLDs delay likely

The launch of ICANN’s new top-level domain program looks set to encounter more delays, after international governments said they needed more time for consultation and debate.
Three days of talks between the ICANN board of directors and its Governmental Advisory Committee, which concluded yesterday, resolved many of the GAC’s concerns with new TLDs, but not enough.
Obtaining final closure of these outstanding issues during the San Francisco meeting, March 17, now seems quite unlikely, especially if the GAC gets its way.
The meeting started on an optimistic tone on Monday, degenerated into stalemate on Tuesday, and ran over into an unscheduled third day yesterday, by which point the frustration was audible.
Prior to the meeting, the GAC had provided a “scorecard” that covered 12 areas of new TLD policy where it was still unhappy with ICANN’s positions.
ICANN, in return, had provided matching summary documents that outlined the GAC advice and summarized ICANN’s current thinking on each of the issues.
It became apparent over the first two days of the meeting that the ICANN board was willing to compromise on a number of matters, but that the GAC was unable to do the same, due to its need to consult with ministers and unnamed “advisers”.
One side often seemed to have done more homework than the other, particularly on the issue of trademark protection, where the GAC entered the room as a proxy for the trademark lobby, but without the granular background knowledge needed to answer ICANN’s questions.
Talks disintegrated on Tuesday afternoon, when it became clear that GAC members could not proceed before further consultations with their respective capitals, and that ICANN could not fully address their concerns without further clarifications.
Both sides of the aisle retreated into private discussions for the rest of the day, with the ICANN board later emerging with a list of areas it was prepared to accept GAC advice.
These positions had been more fully fleshed out when the meeting reconvened yesterday morning, but hopes of resolving the discussions by San Francisco appeared to be dashed by the GAC.
The ICANN board decided in January that March 17 will host a so-called “bylaws consultation”, during which ICANN tells the GAC where it has decided to disagree and overrule its advice.
But the GAC unexpectedly revealed yesterday that it does not want the March 17 meeting to have that “bylaws” designation.
A clearly frustrated Peter Dengate Thrush, ICANN’s chairman, asked repeatedly why, in light of the substantial strides forward in Brussels, the GAC had suddenly decided it needed more time:

what we’ve done is clarify and limit the work, so the work we now need to do in San Francisco is reduced and comes in with greater clarity. I don’t understand how more work and more clarity leads to the conclusion that you come to. So you have to help me with this.

The US representative, Suzanne Sene, said the GAC was “surprised” by the bylaws designation.

Actually, if we can go back to the January resolution, a sort of reaction we had at that time was some slight surprise actually that without having seen the GAC scorecard, you were already forecasting that you anticipated not being able to accept the advice contained in the scorecard.

Despite the generally civil tone of the talks, and Dengate Thrush’s opening and closing remarks – in which he said that the meeting was neither “adversarial” nor a “power struggle” – this part of the discussion came across more than most like a pissing contest.
ICANN officially rejecting GAC advice through a bylaws consultation would be unprecedented, and I get the distinct impression that it is something the GAC does not want to happen.
If you’re a government, being overruled by a bunch of DNS policy wonks in California is bad PR.
But if a mutually acceptable compromise is to be made without any advice being rejected, GAC reps need time to take ICANN’s concessions back to their superiors for input, and then to form their own consensus views. Thence the delay arises.
At the end of the meeting, it appeared that talks will be continuing in private in the run-up to the San Francisco meeting, which starts March 13. It also appears that the board and GAC will hold not one but two days of talks during the meeting.
What’s less clear to me is whether ICANN has already agreed that the “bylaws” designation will be removed from the March 17 meeting.
If it does, we’re looking at a few weeks more delays post-SF, while the GAC and board resolve their remaining differences, which could easily impact the planned April 14 publication of the next version of the Applicant Guidebook.

US may break up ICANN powers

The US government is considering taking away some of ICANN’s powers.
The Department of Commerce today kicked off the process of reviewing the so-called IANA contract, from which ICANN currently derives its control over the domain name system root zone.
As I predicted yesterday, Commerce has published a Notice of Inquiry in the Federal Register. It wants input from the public before it officially opens the contract for rebidding.
ICANN has operated the IANA functions, often regarded as intrinsic to and inseparable from its mission, for the last decade. But the contract expires September 30 this year.
Significantly, Commerce now wants to know whether the three IANA functions – IP address allocation, protocol number assignments, and DNS root zone management – should be split up.
The NOI says:

The IANA functions have been viewed historically as a set of interdependent technical functions and accordingly performed together by a single entity. In light of technology changes and market developments, should the IANA functions continue to be treated as interdependent? For example, does the coordination of the assignment of technical protocol parameters need to be done by the same entity that administers certain responsibilities associated with root zone management?

I’m speculating here, but assuming ICANN is a shoo-in for the domain names part of the IANA deal, this suggests that Commerce is thinking about breaking out the IP address and protocol pieces and possibly assigning them to a third party.
The NOI also asks for comments about ways to improve the security, stability and reportable metrics of the IANA functions, and whether relationships with other entities such as regional internet registries and the IETF should be baked into the contract.
The timing of the announcement is, as I noted yesterday, interesting. It could be a coincidence, coming almost exactly five years after the IANA contract last came up for review.
But ICANN’s board of directors and its Governmental Advisory Committee will meet in Brussels on Monday to figure out where they agree and disagree on the new top-level domains program.
While it’s an ICANN-GAC meeting, the US has taken a prominent lead in drafting the GAC’s position papers, tempered somewhat, I suspect, by other governments, and will take a key role in next week’s talks.
Hat tip: @RodBeckstrom.